Compliance Analyst at Global FinTech Firm

• Job Description

Solidly established Global FinTech is looking for an experienced analyst to join its organization as a Compliance Analyst. In this role, you will work closely with a Team of Attorneys and Compliance Professionals to help ensure that the firm’s business activities are conducted in strict accordance with regulatory requirements. This position offers the opportunity for broad exposure to the firm’s trading, operations, and software development groups, as well as the chance to handle real-time issues related to the firm’s suite of global investment products in a fast-paced, constantly evolving regulatory environment.

We work in a hybrid model where you are in the office Tuesday through Thursday with the option of working from home on Monday and Friday.

QUALIFICATIONS AND SKILLS

• Bachelor’s Degree or higher required
• One to Four (1-4) years of experience required.
• Prior experience in Paralegal Work, Accounting, Financial Operations, Compliance, or Investment Management is beneficial, but not required.
• Excellent analytical abilities, drafting and verbal communication skills, and well-developed numeracy required.
• Organizational and project management acumen.
• Keen eye for detail and an impressive work ethic.

RESPONSIBILITIES OVERVIEW

• Prepare regulatory filings, collaborate with compliance staff to support the firm’s business units, design and review automated compliance monitoring reports, and ensure adherence to compliance policies.
• Work on long-term projects to maintain the firm’s high standards of compliance with new and existing regulations.