SVP, Director of Operational Governance

New York, NY, USA
November 12, 2024
$180,000 - $200,000
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  • Job Description

Step into Leadership with a Fintech Trailblazer:

Our client, an innovative Fintech leader in Midtown Manhattan, offers more than a position—they’re inviting you to shape the future of operational governance in an expanding, cutting-edge company. Their platform empowers financial professionals with best-in-class liquidity and cash management solutions, and they’re seeking a forward-thinking Director of Operational Governance to drive risk mitigation strategies, build robust crisis management frameworks, and elevate operational excellence.

Your Impact:

As the Director, you’ll be responsible for operational governance, business continuity, and risk management across the organization. Your work will safeguard the company and its clients, positioning you as a critical voice in the executive team. This role offers the unique chance to pioneer initiatives in Third-Party Risk Management, Know Your Customer (KYC), and controls oversight for pivotal financial processes. Beyond day-to-day responsibilities, you’ll have the strategic freedom to lead with innovation, establishing best practices that support the company’s ambitious growth trajectory.

Opportunities for Growth and Innovation:

Here, your expertise won’t just be valued; it will be instrumental in shaping an evolving operational governance framework within a fast-paced, results-driven environment. You’ll engage with top executives, manage high-impact incidents, and establish policies and controls that meet the highest regulatory standards. This position is ideal for a visionary leader eager to drive change, influence culture, and solidify their career in fintech governance.

Specific Responsibilities:

Business Continuity & Crisis Management

  • Lead the design and implementation of the Business Continuity Program, ensuring robust response mechanisms for crisis events.
    Oversee incident management, coordinating with stakeholders to mitigate impact and expedite recovery.

Operational Risk Management

  • Spearhead risk assessments and collaborate across departments to uphold first-line risk management in Operations and Funding & Capacity.
  • Ensure regulatory adherence within KYC processes, safeguarding customer identification integrity.

Financial Process Controls

  • Develop and oversee controls around financial processes, such as wires, contracts, and interest rate adjustments.
  • Governance Policies and Standards.
  • Establish, update, and maintain operational policies, procedures, and standards to reflect regulatory changes and evolving industry practices.

The Expertise They Require:

  • Bachelor’s degree in Finance, Business, or Risk Management; advanced certifications preferred (e.g., CRCM, CERP).
    10+ years in operational risk management, business continuity, or related fields within financial services.
  • In-depth knowledge of Federal Reserve regulations, business continuity standards, and risk management best practices.
  • Proven change leader with excellent strategic, analytical, and interpersonal skills.

If you’re ready to lead and innovate, APPLY TODAY and become a key player in this dynamic, growth-oriented Fintech leader.

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